Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Zard is a financial advisor with over 10 years of experience in the financial industry. Lisa is currently registered with Nuveen Asset Management, LLC in Illinois. Lisa is also registered in California and Hawaii. She previously worked at Foreside Financial Services, LLC and Foreside Fund Services, LLC. Lisa specializes in providing financial advice to individuals, businesses, investment companies, and pooled investment vehicles. Lisa holds the Series 3, 7, 63, and 65 licenses, as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
06/16/2020 - Present
Nuveen Asset Management, LLC (LOS ANGELES CA)
ME
03/22/2019 - 05/27/2020
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
CA
02/22/2017 - 03/22/2019
FORESIDE FUND SERVICES, LLC (La Jolla CA)
CA
04/07/2015 - 01/20/2017
FORESIDE FUND SERVICES, LLC (Carlsbad CA)
CA
12/23/2009 - 03/25/2015
ALTEGRIS INVESTMENTS, LLC (LA JOLLA CA)
IA
Issued 04/26/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2011
Series 3 - National Commodity Futures Examination
BC
Issued 12/22/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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