Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Yvette Pope is a financial professional with over 20 years of experience in the industry. Lisa has worked for several prominent financial institutions, including HSBC Securities, Inc., Everen Securities, Inc., and Dean Witter Reynolds Inc. Lisa is currently registered with CTC, LLC and holds Series 7, 3, 27, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/09/2011 - Present
CTC, LLC (CHICAGO IL)
IL
12/06/2012 - 12/12/2013
CTC XS, LLC (CHICAGO IL)
NY
08/03/1995 - 10/20/1997
HSBC SECURITIES, INC. (NEW YORK CITY NY)
MO
06/10/1994 - 04/05/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
06/10/1992 - 08/25/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 07/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/08/1992
Series 7 - General Securities Representative Examination
BC
Issued 03/05/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
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