Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Hardee is a financial advisor with Raymond James Financial Services Advisors, Inc. Lisa has been in the financial industry for over 30 years. Lisa is registered with FINRA and the state of North Carolina, and is also licensed to conduct business in 17 other states. Lisa's specializations include portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars. Lisa has a strong track record of providing financial advice to individuals and families, and is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
NC
10/25/2024 - Present
Raymond James Financial Services Advisors, Inc. (GREENVILLE NC)
NC
06/27/2017 - 09/23/2019
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (GREENVILLE NC)
NC
10/01/1999 - 06/20/2017
WELLS FARGO CLEARING SERVICES, LLC (GREENVILLE NC)
NC
11/12/1986 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BOTH
Issued 12/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/09/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/22/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2012
Series 31 - Futures Managed Funds Examination
BC
Issued 05/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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