Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Wink Listecki is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Lisa holds the Series 7TO, Series 9, Series 10, Series 63 and Series 66 licenses, as well as the SIE exam designation. She is registered in 33 states and also holds the Uniform Investment Adviser Law Examination, Series 65 designation. Lisa has 10 years of experience in the securities industry. Lisa specializes in financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars. Lisa provides investment advisory services to a variety of clients including corporations, high-net-worth individuals, individuals other than high-net-worth, pension and profit-sharing plans, banking or thrift institutions, charitable organizations and insurance companies. Lisa also works as an associate/employee for Round Table Advisors, LLC as an Operations Manager.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TN
07/28/2023 - Present
Raymond James Financial Services Advisors, Inc. (Chattanooga TN)
TN
07/20/2020 - 02/15/2022
RAYMOND JAMES & ASSOCIATES, INC. (CHATTANOOGA TN)
IA
Issued 07/27/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 03/20/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/03/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/22/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/19/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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