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Lisa Veta Newkirk

Robinhood Financial, LLC

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About Lisa Veta Newkirk

Lisa Newkirk is a financial professional with over 18 years of experience in the industry. Lisa is currently a registered representative with Robinhood Financial, LLC. Prior to joining Robinhood, Lisa worked at Charles Schwab & Co., Inc., TD Ameritrade Clearing, Inc. and TD Ameritrade, Inc. Lisa holds several industry licenses including Series 4, 6, 7, 9, 10, 24, 52TO, 53, 66 and SIE.

Firm Information

Lisa Newkirk is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Newkirk’s Registration & Firm History

FL

10/06/2020 - Present

Robinhood Financial, LLC (Lake Mary FL)

TX

08/15/2018 - 10/01/2020

CHARLES SCHWAB & CO., INC. (Westlake TX)

TX

10/03/2012 - 07/30/2018

TD AMERITRADE CLEARING, INC. (Southlake TX)

TX

01/26/2006 - 07/30/2018

TD AMERITRADE, INC. (Southlake TX)

NE

09/16/2005 - 01/30/2006

AMERITRADE, INC. (OMAHA NE)

NJ

09/24/1996 - 05/06/1997

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BOTH

Issued 09/29/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/28/2019

Series 53 - Municipal Securities Principal Examination

BC

Issued 06/15/2012

Series 4 - Registered Options Principal Examination

BC

Issued 07/30/2007

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2005

Series 7 - General Securities Representative Examination

BC

Issued 09/23/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Veta Newkirk.
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