Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Walsh has been in the financial industry since 1996. She is currently registered with Sorrento Pacific Financial, LLC in Burlington, IA. Lisa previously worked for Investment Centers of America, INC. and Broker Dealer Financial Services Corp.. She is a registered representative and a Series 24 Principal. Lisa has a wide range of experience in the financial industry and is committed to providing her clients with the best possible service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IA
03/01/2006 - Present
Sorrento Pacific Financial, LLC (BURLINGTON IA)
IA
08/19/2002 - 03/01/2006
INVESTMENT CENTERS OF AMERICA, INC. (BURLINGTON IA)
IA
03/28/1996 - 09/18/2002
BROKER DEALER FINANCIAL SERVICES CORP. (WEST DES MOINES IA)
BC
Issued 06/28/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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