Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Margeson is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has been in the securities industry since August 1993 and has a broad range of experience serving individual and institutional clients. She specializes in retirement planning, investment management and wealth management. Lisa is registered with the Securities and Exchange Commission (SEC) and holds the Series 7, 24, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/01/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
MA
01/14/2002 - 12/22/2010
ING INVESTMENT ADVISORS, LLC (QUINCY MA)
MA
06/03/1997 - 12/31/2001
STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)
RI
01/02/1991 - 06/15/1995
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
RI
02/11/1987 - 12/31/1990
FIDELITY DISTRIBUTORS CORPORATION (SMITHFIELD RI)
NA
10/16/1984 - 09/08/1986
CAPITAL INVESTORS
BOTH
Issued 08/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/19/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/2017
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa Margeson is the right advisor for you? Invested Better is here to help.
