Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Tai is a financial professional with over 16 years of experience in the industry. Lisa holds the Series 7, Series 99, and SIE licenses. Lisa is currently registered with Natixis Securities Americas LLC and has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Goldman, Sachs & Co.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/08/2018 - Present
Natixis Securities Americas LLC (NEW YORK NY)
NY
06/09/2007 - 02/05/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/23/2001 - 05/31/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2018
Series 99 - Operations Professional Examination
BC
Issued 05/22/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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