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Lisa Suzanne fassi Backens

Jackson National Life Distributors LLC

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About Lisa Suzanne fassi Backens

Lisa Backens is a financial professional with over 11 years of experience in the financial services industry. Lisa is currently registered with Jackson National Life Distributors LLC and holds Series 6, 26 and 63 securities licenses. Lisa is also registered in Colorado and Michigan.

Firm Information

Lisa Backens is currently registered with Jackson National Life Distributors LLC. Jackson National Life Distributors LLC is a Limited Liability Company formed in May 2006 and approved to operate in all 50 states and the District of Columbia. The firm has one SEC registration and 51 state registrations. The firm has disclosed two arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

564

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Backens’s Registration & Firm History

TN

05/06/2011 - Present

Jackson National Life Distributors LLC (FRANKLIN TN)

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Licenses & Designations

BC

Issued 06/20/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/04/2015

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Lisa Suzanne fassi Backens. Review regulatory record here.
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