Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Aston is a financial professional with over 20 years of experience in the financial services industry. Lisa is currently registered with Foreside Fund Services, LLC in Baltimore, MD. Lisa is a Series 6, 26, and 63 licensed professional. Lisa has previously worked at U.S. GLOBAL BROKERAGE, INC. in San Antonio, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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MD
12/06/2017 - Present
Foreside Fund Services, LLC (Baltimore MD)
TX
08/19/1998 - 12/09/2015
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
BC
Issued 09/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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