Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Sinclair Wilson is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Lisa has over 20 years of experience in the financial services industry and has held previous positions with Wells Fargo Clearing Services, LLC, BANC of AMERICA INVESTMENT SERVICES, INC., First Union Securities, Inc., First Union Brokerage Services, Inc., and Cadaret, Grant & Co., Inc. Lisa holds the Series 63, 66, and 7 licenses. Lisa is based in Greenville, SC and specializes in providing financial services to individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
06/09/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENVILLE SC)
SC
06/01/2007 - 05/19/2021
WELLS FARGO CLEARING SERVICES, LLC (SPARTANBURG SC)
SC
05/16/2001 - 03/02/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SPARTANBURG SC)
MO
10/01/2000 - 10/23/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
10/26/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
02/04/1999 - 09/07/1999
CADARET, GRANT & CO., INC. (SYRACUSE NY)
BOTH
Issued 09/07/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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