Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Simms is a financial advisor with Edward Jones, a firm with over 20,000 financial advisors across the country. Lisa has been in the financial services industry for over 23 years, and has a deep understanding of the needs of individual investors, business owners, and retirement plan participants. Lisa is a CERTIFIED FINANCIAL PLANNER™ professional, and has extensive experience in financial planning, investment management, and retirement planning. Lisa can assist with financial strategies for a variety of needs, including retirement planning, investment planning, college savings planning, and estate planning. Lisa is committed to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
05/16/2024 - Present
Edward Jones (SARASOTA FL)
FL
06/01/2009 - 04/22/2024
MORGAN STANLEY (Sarasota FL)
FL
06/26/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SARASOTA FL)
TX
10/26/2001 - 04/19/2002
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
10/26/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
06/30/2000 - 10/30/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
12/10/1999 - 05/18/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 12/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 12/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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