Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Stockton is a financial advisor with Valic Financial Advisors, Inc., based in Houston, Texas. Lisa has been in the financial services industry since 1994. Lisa is registered with the state of Texas. Lisa specializes in helping clients with financial planning, portfolio management for individuals and recommending wrap accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
11/07/2014 - Present
Valic Financial Advisors, Inc. (HOUSTON TX)
CA
04/12/2011 - 07/25/2014
CUSO FINANCIAL SERVICES, L.P. (SAN DIEGO CA)
TX
09/18/2008 - 03/30/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (HOUSTON TX)
TX
01/01/2004 - 08/14/2008
ING FINANCIAL PARTNERS, INC. (HOUSTON TX)
TX
07/23/2002 - 05/01/2008
ELITE SECURITIES, INC. (HOUSTON TX)
IA
04/21/1998 - 01/01/2004
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
AL
04/18/1996 - 10/14/1996
FIRST VARIABLE CAPITAL SERVICES, INC. (BIRMINGHAM AL)
TX
02/18/1994 - 11/02/1995
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
AZ
07/07/1993 - 12/31/1993
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
TX
10/07/1992 - 07/06/1993
BROKERS TRANSACTION SERVICES, INC. (DALLAS TX)
NY
04/05/1991 - 07/16/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
MO
09/04/1990 - 10/25/1990
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
08/23/1990 - 09/04/1990
LOVETT UNDERWOOD NEUHAUS & WEBB, INC.
BOTH
Issued 08/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/15/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2005
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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