Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Clifford is a financial advisor with over 28 years of experience in the industry. Lisa is currently registered with Tritower Real Estate Capital, LLC, and holds licenses in Florida and Massachusetts. Lisa holds a variety of licenses including Series 7, Series 63, Series 24, Series 65, and Series 99. Prior to joining Tritower Real Estate Capital, LLC, Lisa worked with a number of firms including Foreside Securities, LLC, Orbis Investments (U.S.), LLC, Foreside Investment Services, LLC, Fairholme Distributors, LLC, Funds Distributor, LLC, and many others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
05/18/2016 - Present
Tritower Real Estate Capital, LLC (BOSTON MA)
PA
06/09/2015 - 07/30/2015
FORESIDE SECURITIES, LLC (Berwyn PA)
ME
11/28/2014 - 07/30/2015
ORBIS INVESTMENTS (U.S.), LLC (Portland ME)
ME
10/04/2013 - 07/29/2015
FORESIDE INVESTMENT SERVICES, LLC (PORTLAND ME)
ME
07/20/2012 - 07/29/2015
FAIRHOLME DISTRIBUTORS, LLC (PORTLAND ME)
ME
07/20/2012 - 07/29/2015
FORESIDE FUNDS DISTRIBUTORS LLC (PORTLAND ME)
ME
07/20/2012 - 07/29/2015
FUND SOURCE US, LLC (PORTLAND ME)
ME
07/20/2012 - 07/29/2015
MGI FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
07/20/2012 - 07/29/2015
STERLING CAPITAL DISTRIBUTORS, LLC (PORTLAND ME)
ME
07/16/2012 - 07/29/2015
PNC FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
10/06/2011 - 07/29/2015
ARDEN SECURITIES LLC (PORTLAND ME)
ME
05/02/2011 - 07/29/2015
RIDGEWORTH DISTRIBUTORS LLC (PORTLAND ME)
ME
04/26/2011 - 07/29/2015
FORESIDE DISTRIBUTION SERVICES, L.P. (PORTLAND ME)
ME
04/26/2011 - 07/29/2015
FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
ME
04/26/2011 - 07/29/2015
IMST DISTRIBUTORS, LLC (PORTLAND ME)
ME
04/26/2011 - 07/29/2015
IVA FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
04/26/2011 - 07/29/2015
NORTHERN FUNDS DISTRIBUTORS, LLC (PORTLAND ME)
ME
04/04/2011 - 07/29/2015
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NH
07/27/2006 - 02/16/2011
LINCOLN FINANCIAL DISTRIBUTORS, INC. (CONCORD NH)
IN
07/25/2006 - 02/16/2011
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
NH
09/11/1995 - 02/16/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (CONCORD NH)
NH
02/25/1999 - 05/25/2010
JEFFERSON-PILOT VARIABLE CORPORATION (CONCORD NH)
IN
07/27/2006 - 04/12/2007
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
PA
07/27/2006 - 08/01/2006
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NH
12/01/2003 - 07/31/2006
WINDWARD SECURITIES CORPORATION (CONCORD NH)
NH
06/22/2000 - 03/23/2001
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
IN
08/19/1997 - 09/30/1997
JEFFERSON-PILOT INVESTOR SERVICES, INC. (FORT WAYNE IN)
NY
10/19/1988 - 10/04/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NA
07/19/1988 - 07/28/1988
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 01/28/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/16/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/26/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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