Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Semsel is a Financial Advisor with Barclays Capital Inc. based in New York, NY. Lisa has been working in the financial industry since October 8, 1997. Lisa holds Series 7, Series 24, Series 55, Series 57TO, and Series 63 licenses. Lisa has been registered with the Financial Industry Regulatory Authority (FINRA) and is also registered in the state of New York. Prior to joining Barclays Capital Inc., Lisa was employed at BOFA Securities, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and CREDIT SUISSE SECURITIES (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/20/2019 - Present
Barclays Capital Inc. (NEW YORK NY)
NY
05/10/2019 - 06/11/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
05/22/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/23/1999 - 04/16/2018
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
07/09/1997 - 11/03/1999
CSFP CAPITAL, INC. (NEW YORK NY)
BC
Issued 06/23/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/01/1997
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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