Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rios is a financial professional with over four years of experience in the financial services industry. Lisa is currently registered with Paychex Securities Corp. and holds Series 6, 6TO, and SIE licenses. Lisa has held previous roles with both Paychex Securities Corporation and Citizens Securities, Inc. Lisa is registered in 51 states and the District of Columbia. Lisa has demonstrated a commitment to her clients by earning the respect of her peers and achieving a high level of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
05/22/2023 - Present
Paychex Securities Corp. (Phoenix AZ)
NY
02/01/2019 - 07/27/2021
PAYCHEX SECURITIES CORPORATION (WEST HENRIETTA NY)
NY
05/26/2017 - 01/03/2019
CITIZENS SECURITIES, INC. (ROCHESTER NY)
BC
Issued 07/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/25/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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