Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rickner is a financial advisor with Northwestern Mutual Investment Services, LLC. Lisa has been in the industry since June 4, 2008. Lisa has a strong background in financial services, having previously worked at Lincoln Financial Advisors Corporation, Lincoln Financial Distributors, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lisa holds the Series 63, Series 26, SIE, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
06/16/2023 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
PA
01/28/2014 - 02/23/2023
LINCOLN FINANCIAL ADVISORS CORPORATION (PHILADELPHIA PA)
PA
08/30/2007 - 05/14/2013
LINCOLN FINANCIAL DISTRIBUTORS, INC. (RADNOR PA)
DE
05/16/2007 - 08/13/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WILMINGTON DE)
BC
Issued 09/05/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/14/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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