Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Middleton is a financial advisor at LPL Financial LLC. Lisa has been in the financial industry since 2014 and holds the Series 7, Series 63, and Series 66 licenses. Lisa has experience in providing financial planning, portfolio management for individuals and businesses, and selection of other advisors. Lisa has a proven track record of success in helping clients achieve their financial goals. Lisa is committed to providing her clients with personalized advice and guidance. Prior to joining LPL Financial LLC, Lisa worked at CUNA BROKERAGE SERVICES, INC. and USAA FINANCIAL ADVISORS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
05/19/2022 - Present
LPL Financial LLC (TAMPA FL)
FL
11/14/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (TAMPA FL)
FL
12/16/2016 - 08/31/2018
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
11/22/2014 - 11/15/2016
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
BOTH
Issued 02/28/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/02/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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