Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Calloway is a financial advisor with Cambridge Investment Research Advisors, Inc. Lisa has been in the financial services industry for over 10 years, and has a strong background in providing investment advice to individual and institutional clients. Lisa is also a licensed insurance agent for various independent insurance companies. Lisa is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
01/23/2020 - Present
Cambridge Investment Research Advisors, Inc. (Chicago IL)
TX
09/18/2015 - 01/24/2020
AVANTAX INVESTMENT SERVICES, INC. (Dallas TX)
TX
01/03/2013 - 10/02/2015
WELLS FARGO ADVISORS, LLC (DALLAS TX)
TX
10/04/2010 - 01/04/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
TX
12/04/2009 - 10/27/2010
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
NY
10/16/2007 - 04/24/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 10/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/2008
Series 3 - National Commodity Futures Examination
BC
Issued 10/15/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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