Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Mooney is a financial professional with over 10 years of experience in the industry. Lisa is currently registered with Nylife Securities LLC and holds the Series 99 and SIE licenses. Lisa has been active in the financial services industry since July 30, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/31/2012 - Present
Nylife Securities LLC (DALLAS TX)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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