Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rucker is a financial advisor with Morgan Stanley, with over 30 years of experience in the financial industry. Lisa has a broad range of experience, having previously worked at firms such as Wells Fargo Clearing Services, LLC, MORGAN STANLEY SMITH BARNEY and Citigroup Global Markets Inc. Lisa is registered to provide investment advice in multiple states, including Tennessee and Texas. Lisa is also qualified to offer a variety of services, including portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TN
04/16/2021 - Present
Morgan Stanley (Memphis TN)
TN
01/14/2010 - 04/21/2021
WELLS FARGO CLEARING SERVICES, LLC (MEMPHIS TN)
TN
06/01/2009 - 01/27/2010
MORGAN STANLEY SMITH BARNEY (MEMPHIS TN)
TN
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MEMPHIS TN)
NY
09/24/1987 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 12/22/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/1993
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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