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Lisa Raczko

Nylife Securities LLC

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About Lisa Raczko

Lisa Raczko is a financial advisor registered with Nylife Securities LLC. Lisa has over 15 years of experience in the financial services industry and holds the Series 7, Series 63 and SIE licenses. Lisa is registered in New York and North Carolina.

Firm Information

Lisa Raczko is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Lisa Raczko’s Registration & Firm History

NY

03/13/2018 - Present

Nylife Securities LLC (NEW YORK NY)

NY

07/23/2007 - 11/30/2010

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

NY

08/01/2006 - 06/01/2007

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

04/27/2006 - 08/02/2006

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

NY

11/03/2004 - 04/04/2006

PARK AVENUE SECURITIES LLC (NEW YORK NY)

NY

07/07/2003 - 09/23/2004

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NY

10/14/2002 - 04/23/2003

MURIEL SIEBERT & CO., INC. (NEW YORK NY)

NE

08/20/1998 - 11/12/2001

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 01/29/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/13/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Raczko.
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