Unclaimed
Lisa Raczko is a financial advisor registered with Nylife Securities LLC. Lisa has over 15 years of experience in the financial services industry and holds the Series 7, Series 63 and SIE licenses. Lisa is registered in New York and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/13/2018 - Present
Nylife Securities LLC (NEW YORK NY)
NY
07/23/2007 - 11/30/2010
STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)
NY
08/01/2006 - 06/01/2007
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/27/2006 - 08/02/2006
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
11/03/2004 - 04/04/2006
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/07/2003 - 09/23/2004
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NY
10/14/2002 - 04/23/2003
MURIEL SIEBERT & CO., INC. (NEW YORK NY)
NE
08/20/1998 - 11/12/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 01/29/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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