Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Bauer has been a registered investment advisor since 2003, starting with SunTrust Securities, Inc. in Atlanta, GA. Lisa currently works with Cetera Investment Advisers LLC in Moultrie, GA. Lisa works with individuals, businesses, corporations, pension and profit-sharing plans, state or municipal government entities and charitable organizations. Lisa’s experience includes offering financial planning, portfolio management for businesses and individuals, and portfolio management for investment companies. Lisa also has a real estate license and works for Coldwell Banker Platinum Partners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
GA
11/12/2020 - Present
Cetera Investment Advisers LLC (MOULTRIE GA)
GA
04/02/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MOULTRIE GA)
GA
04/20/2011 - 04/01/2015
SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS GA)
GA
02/13/2008 - 04/25/2011
VALIC FINANCIAL ADVISORS, INC. (MACON GA)
GA
08/01/2007 - 02/13/2008
AMERIPRISE FINANCIAL SERVICES, INC. (BRUNSWICK GA)
GA
03/02/2004 - 08/14/2007
SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS GA)
GA
02/12/2003 - 06/27/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 02/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Bauer is the right advisor for you? Invested Better is here to help.
