Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Bauer is a financial advisor with Cetera Investment Advisers LLC, a firm with over 100,000 clients. Lisa has been in the financial services industry since 2003 and has experience working with a variety of clients, including individuals, businesses, and retirement plans. Lisa provides financial planning, investment management, and other advisory services.
MOULTRIE, GA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
11/12/2020 - Present
Cetera Investment Advisers LLC (MOULTRIE GA)
GA
04/02/2015 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (MOULTRIE GA)
GA
04/20/2011 - 04/01/2015
SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS GA)
GA
02/13/2008 - 04/25/2011
VALIC FINANCIAL ADVISORS, INC. (MACON GA)
GA
08/01/2007 - 02/13/2008
AMERIPRISE FINANCIAL SERVICES, INC. (BRUNSWICK GA)
GA
03/02/2004 - 08/14/2007
SUNTRUST INVESTMENT SERVICES, INC. (ST. SIMONS GA)
GA
02/12/2003 - 06/27/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 2/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/13/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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