Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Phuong Rosso is a registered representative with Nylife Securities LLC and has been in the industry since March 26, 2012. Lisa holds the Series 99 and SIE licenses. The advisor's office is located in Charlotte, NC. Lisa has 1 current registration with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
03/27/2012 - Present
Nylife Securities LLC (CHARLOTTE NC)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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