Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Whinnery is a registered investment advisor representative with Robert W. Baird & Co. Inc.. Lisa has been in the financial services industry since July 2000. Previously, Lisa worked for WELLS FARGO ADVISORS, LLC and A. G. EDWARDS & SONS, INC.. Lisa is licensed to provide investment advice in 25 states and has a Series 7, Series 63, and SIE licenses. Lisa has experience providing financial planning, pension consulting, educational seminars, portfolio management for businesses, individuals, investment companies, and pooled investment vehicles. Lisa can work with a variety of clients, including individuals, high-net-worth individuals, corporations or other businesses, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
06/19/2009 - Present
Robert W. Baird & Co. Inc. (Madison West WI)
WI
01/01/2008 - 06/23/2009
WELLS FARGO ADVISORS, LLC (MADISON WI)
WI
04/24/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MADISON WI)
MO
10/14/1999 - 07/28/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BC
Issued 09/17/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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