Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Rose Meth is an investment advisor representative with UBS Financial Services Inc., registered with FINRA and the states of Florida and Texas. Lisa has been in the securities industry since 1995, and has held previous positions with Barclays Capital Inc., Lehman Brothers Inc., Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Lisa holds the Series 7 and Series 66 licenses and is licensed to provide investment advice in 27 states and the District of Columbia. Lisa specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Lisa's clients include high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
10/20/2014 - Present
UBS Financial Services Inc. (WEST PALM BEACH FL)
FL
09/22/2008 - 11/14/2014
BARCLAYS CAPITAL INC. (PALM BEACH FL)
FL
11/11/2005 - 09/22/2008
LEHMAN BROTHERS INC. (PALM BEACH FL)
NY
09/09/2003 - 03/22/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/17/1992 - 05/07/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/15/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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