Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Pollick is a financial advisor with over 30 years of experience in the industry. Lisa is currently registered with Raymond James & Associates, Inc. in Palm Beach Gardens, FL. Prior to joining Raymond James, Lisa was employed at Robert W. Baird & Co. Incorporated, Paine Webber Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Barnett Investments, Inc. Lisa holds Series 7, 10, 24, and SIE licenses. Lisa offers investment advice and financial planning services to a range of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/10/2006 - Present
Raymond James & Associates, Inc. (PALM BEACH GARDENS FL)
FL
04/08/1998 - 03/24/2006
ROBERT W. BAIRD & CO. INCORPORATED (PALM BEACH GARDENS FL)
NJ
03/17/1998 - 05/04/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/29/1996 - 10/08/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
10/10/1992 - 04/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
FL
05/29/1992 - 08/28/1992
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
MA
03/31/1989 - 06/04/1992
MUTUAL SERVICE CORPORATION (BOSTON MA)
FL
10/20/1987 - 03/31/1989
LOWRY FINANCIAL SERVICES CORPORATION (NORTH PALM BEACH FL)
BC
Issued 07/14/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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