Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Nicole Millstein is an investment advisor representative associated with Fidelity Personal And Workplace Advisors. Lisa is registered to provide investment advice in 24 states. Lisa has been in the financial industry since January 2021 and is a licensed securities professional holding Series 63, 66, 7TO and SIE licenses. Fidelity Personal And Workplace Advisors is a registered investment advisor and brokerage firm offering a wide range of financial services, including investment management and financial planning. The firm has over $818 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/04/2022 - Present
Fidelity Personal AND Workplace Advisors (NEW YORK NY)
BOTH
Issued 04/25/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 08/08/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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