Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Nichole Brown is a financial advisor with over 20 years of experience in the industry. Lisa is currently registered with Wells Fargo Clearing Services, LLC and is based in St. Louis, Missouri. Lisa has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Lisa is also experienced in providing financial planning, investment management, and retirement planning services. Lisa's background includes previous work with First Clearing, LLC, and American Express Financial Advisors Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
08/28/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
MO
01/05/2015 - 08/26/2015
FIRST CLEARING, LLC (ST. LOUIS MO)
MN
07/30/2004 - 03/02/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/30/2004 - 03/02/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
MN
06/28/2000 - 09/28/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/28/2000 - 09/28/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 01/18/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/28/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/27/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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