Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Koyama is a financial advisor at LPL Financial LLC. Lisa has been in the financial services industry for over ten years and holds several licenses and certifications, including Series 7, Series 66, and Series 24. Lisa has experience working with individual investors, high-net-worth clients, and business owners. Lisa specializes in financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
02/26/2021 - Present
LPL Financial LLC (SAN MARCOS CA)
CA
09/26/2017 - 02/25/2021
WELLS FARGO CLEARING SERVICES, LLC (SAN DIEGO CA)
CA
06/22/2017 - 10/06/2017
SUMMIT BROKERAGE SERVICES, INC. (San Diego CA)
CA
05/19/2016 - 10/06/2017
CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)
CA
05/19/2016 - 10/06/2017
CETERA ADVISORS LLC (SAN DIEGO CA)
CA
05/19/2016 - 10/06/2017
CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)
CA
05/19/2016 - 10/06/2017
CETERA INVESTMENT SERVICES LLC (SAN DIEGO CA)
CA
10/15/2015 - 10/06/2017
GIRARD SECURITIES, INC. (SAN DIEGO CA)
CA
11/10/2014 - 10/06/2017
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
06/27/2016 - 11/09/2016
VSR FINANCIAL SERVICES, INC. (San Diego CA)
CA
03/12/2013 - 11/10/2014
LPL FINANCIAL LLC (SAN DIEGO CA)
BOTH
Issued 12/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/19/2015
Series 4 - Registered Options Principal Examination
BC
Issued 02/04/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/18/2014
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 03/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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