Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Sweeney is a financial advisor with over 23 years of experience in the industry. Lisa holds Series 6, 7, 24, and 63 licenses. She is registered with American Enterprise Investment Services Inc. and Riversource Distributors, Inc.. Lisa is also a registered representative of Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
12/18/2023 - Present
American Enterprise Investment Services Inc. (Minneapolis MN)
MN
01/10/2018 - 02/01/2019
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
02/16/1999 - 12/31/2017
AMERIPRISE FINANCIAL SERVICES, INC. (Minneapolis MN)
MN
02/16/1999 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1999
Series 7 - General Securities Representative Examination
BC
Issued 02/12/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Sweeney is the right advisor for you? Invested Better is here to help.
