Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Smoltino is an investment advisor representative with Eagle Strategies LLC. Lisa has been in the industry since 2003 and has passed both Series 7 and Series 66 exams, as well as the Series 63 exam. Lisa also holds the Series 24 Principal exam. Lisa specializes in providing financial planning, pension consulting, and educational seminars. She is also a registered investment advisor in New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
Eagle Strategies LLC (NEW YORK NY)
NY
02/11/2008 - 03/05/2008
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
NY
03/13/2006 - 02/14/2008
METLIFE SECURITIES INC. (BROOKLYN NY)
NY
03/13/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROOKLYN NY)
NY
08/21/2003 - 02/27/2006
MAX INTERNATIONAL BROKER/DEALER CORP. (NEW YORK NY)
BOTH
Issued 2/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/13/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 3/2/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/20/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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