Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Hunter-roberts is a financial advisor with Wells Fargo Clearing Services, LLC. Lisa has been in the financial services industry since 1994. Lisa has a variety of experience in the financial services industry, having worked with several firms in the past. Lisa is registered with the following states: Arizona, California, Florida, Georgia, Oregon, Texas, Utah, and Washington. Lisa is also registered with FINRA and the Securities and Exchange Commission. Lisa can provide a wide range of financial services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
09/21/2017 - Present
Wells Fargo Clearing Services, LLC (MILL CREEK WA)
WA
02/08/2010 - 09/20/2017
U.S. BANCORP INVESTMENTS, INC. (MUKILTEO WA)
WA
05/02/2009 - 01/27/2010
CHASE INVESTMENT SERVICES CORP. (MILL CREEK WA)
WA
03/09/2004 - 05/02/2009
WAMU INVESTMENTS, INC. (SNOHOMISH WA)
NY
10/16/2003 - 12/02/2003
AXA ADVISORS, LLC (NEW YORK NY)
FL
05/30/2002 - 05/06/2003
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
MA
07/12/1999 - 07/08/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
07/01/1998 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
WA
11/24/1993 - 07/01/1998
SEAFIRST INVESTMENT SERVICES, INC. (SEATTLE WA)
IA
Issued 07/18/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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