Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Conner has been in the financial industry since 2003. Lisa Conner is currently registered with Cetera Investment Advisers LLC, which is headquartered in Schaumburg, IL. Lisa Conner holds the Series 63 and Series 65 licenses as well as the Series 7 and SIE licenses. Previously, Lisa Conner was associated with LPL Financial LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., Wells Fargo Advisors, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Banc of America Investment Services, Inc. Lisa Conner provides services to a variety of clients, including individuals, high net worth individuals, corporations and other businesses, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/08/2021 - Present
Cetera Investment Advisers LLC (BRENHAM TX)
TX
09/02/2016 - 03/09/2021
LPL FINANCIAL LLC (BRENHAM TX)
TX
11/21/2014 - 04/14/2016
J.P. MORGAN SECURITIES LLC (BRENHAM TX)
TX
10/01/2012 - 09/10/2013
J.P. MORGAN SECURITIES LLC (BRENHAM TX)
TX
03/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BRENHAM TX)
TX
07/22/2011 - 01/30/2012
WELLS FARGO ADVISORS, LLC (BRENHAM TX)
TX
10/23/2009 - 06/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONROE TX)
TX
08/22/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (COLLEGE STATION TX)
IA
Issued 7/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Conner is the right advisor for you? Invested Better is here to help.
