Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Conner has been in the financial services industry since 2003. Lisa is a registered representative with Cetera Investment Advisers LLC and offers financial planning services to individuals, businesses, and charitable organizations. Lisa has experience with a variety of firms including LPL Financial LLC, J.P. Morgan Securities LLC, and Wells Fargo Advisors, LLC. Lisa holds Series 7, 63, and 65 licenses and is registered in Texas. Lisa's background includes experience in banking and financial services, and she is a member of the Blinn College Alumni Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
03/08/2021 - Present
Cetera Investment Advisers LLC (BRENHAM TX)
TX
09/02/2016 - 03/09/2021
LPL FINANCIAL LLC (BRENHAM TX)
TX
11/21/2014 - 04/14/2016
J.P. MORGAN SECURITIES LLC (BRENHAM TX)
TX
10/01/2012 - 09/10/2013
J.P. MORGAN SECURITIES LLC (BRENHAM TX)
TX
03/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (BRENHAM TX)
TX
07/22/2011 - 01/30/2012
WELLS FARGO ADVISORS, LLC (BRENHAM TX)
TX
10/23/2009 - 06/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONROE TX)
TX
08/22/2001 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (COLLEGE STATION TX)
IA
Issued 07/30/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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