Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Recupero is a securities professional with over 20 years of experience in the financial industry. Lisa is currently registered with TD Securities (usa) LLC and holds a Series 7, Series 7TO, Series 63 and SIE licenses. Lisa has previously worked for Arbor Research & Trading, LLC, PFS Investments Inc., Goldman, Sachs & Co., and BT Alex. Brown Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/23/2022 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
06/07/2021 - 02/11/2022
ARBOR RESEARCH & TRADING, LLC (New York NY)
NJ
04/12/2011 - 06/01/2012
PFS INVESTMENTS INC. (RED BANK NJ)
NY
02/29/2000 - 03/11/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
MD
01/05/1993 - 10/07/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 06/22/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/27/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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