Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Dallmer is a financial professional with over 20 years of experience in the securities industry. Lisa currently holds a Series 7 and Series 63 license and is registered with DFA Securities LLC in Austin, Texas. Lisa has previously worked with firms such as Archipelago Securities L.L.C., Wave Securities, LLC and Banc of America Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/28/2020 - Present
DFA Securities LLC (AUSTIN TX)
NY
08/06/2002 - 08/15/2006
ARCHIPELAGO SECURITIES L.L.C. (NEW YORK NY)
IL
05/24/2001 - 08/06/2002
WAVE SECURITIES, LLC (CHICAGO IL)
NY
07/28/1999 - 12/23/1999
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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