Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Monsour is a financial advisor with over 30 years of experience in the financial services industry. Lisa is currently registered with Wells Fargo Clearing Services, LLC in California and Texas. Lisa has held previous positions with Wells Fargo Investments, LLC, Morgan Stanley DW Inc., and Canterbury Capital Services, Inc. Lisa holds the Series 7, Series 11, Series 63, and Series 65 licenses. Lisa's areas of expertise include investment consulting services to institutional clients, financial planning, pension consulting, portfolio management for businesses, and portfolio management for individuals. Lisa is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/26/2020 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
05/22/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)
NY
10/09/1998 - 04/23/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
10/26/1990 - 04/23/1997
CANTERBURY CAPITAL SERVICES, INC. (NEWPORT BEACH CA)
IA
Issued 02/11/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/24/1990
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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