Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa McCoy is a financial advisor with over 27 years of experience in the financial services industry. Lisa has been a registered representative since 1996 and currently works for Wells Fargo Clearing Services, LLC in Boca Raton, FL. Lisa has a broad range of experience in financial services, including experience with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Morgan Stanley, Commonwealth Financial Network, and Jefferson Pilot Securities Corporation. Lisa is a Series 7, 24, 63, and 66 licensed financial advisor. Lisa is also licensed to sell insurance in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/05/2024 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
03/15/2013 - 04/16/2024
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
12/10/2010 - 04/05/2013
MORGAN STANLEY (BOCA RATON FL)
MA
01/25/2006 - 11/03/2010
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
FL
08/27/1996 - 02/23/2006
JEFFERSON PILOT SECURITIES CORPORATION (BOCA RATON FL)
BOTH
Issued 07/25/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Lisa McCoy is the right advisor for you? Invested Better is here to help.
