Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Walsh is a registered representative with Vanguard Advisers, Inc. Lisa has been in the industry since 1987 and holds licenses in Arizona, Florida, Illinois, and Texas. Lisa has experience working with various clients, including individuals, high-net-worth individuals, corporations, and charitable organizations. Lisa provides financial planning services, portfolio management, and selection of other advisers. Lisa also provides portfolio management for businesses and pooled investment vehicles. Lisa is a seasoned professional with a proven track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
04/04/2023 - Present
Vanguard Advisers, Inc. (SCOTTSDALE AZ)
AZ
02/23/2023 - 09/11/2024
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
NY
03/11/2003 - 07/09/2004
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
IL
06/21/1999 - 08/08/2002
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
CA
04/10/1996 - 10/23/1997
PREFERRED TECHNOLOGY, INC. (SAN FRANCISCO CA)
MO
09/06/1995 - 03/28/1996
EVEREN SECURITIES, INC. (ST. LOUIS MO)
TX
03/27/1990 - 06/13/1995
CAPITAL INSTITUTIONAL SERVICES, INC. (DALLAS TX)
TX
10/11/1988 - 03/01/1990
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NA
04/24/1987 - 10/12/1988
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 04/03/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/13/1995
Series 24 - General Securities Principal Examination
BC
Issued 02/25/1990
Series 14 - Compliance Officer Examination
BC
Issued 04/07/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/23/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/13/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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