Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Fenner is a financial advisor with over 25 years of experience in the industry. Lisa is currently registered with Hilltop Securities Inc., located in Austin, TX. Lisa has a diverse background and has worked at several firms, including First Southwest Company, LLC, KPMG Corporate Finance LLC, Goldman, Sachs & Co., RBC Dain Rauscher Inc., and Rauscher Pierce Refsnes, Inc. Lisa is licensed to provide financial services in New Mexico, Oklahoma and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
04/28/2016 - Present
Hilltop Securities Inc. (AUSTIN TX)
TX
07/29/2015 - 05/03/2016
FIRST SOUTHWEST COMPANY, LLC (DALLAS TX)
TX
12/15/2009 - 09/04/2014
KPMG CORPORATE FINANCE LLC (AUSTIN TX)
NY
02/09/2007 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
NM
04/17/1999 - 02/08/2007
RBC DAIN RAUSCHER INC. (ALBUQUERQUE NM)
TX
11/04/1994 - 08/21/1997
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
NY
07/31/1993 - 09/06/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
06/25/1991 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 08/02/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 06/24/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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