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Lisa Mary Cobban

Advisors Asset Management, Inc.

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About Lisa Mary Cobban

Lisa Cobban is an investment advisor representative associated with Advisors Asset Management, Inc. Lisa has been in the financial services industry since September 12, 1988. Prior to joining Advisors Asset Management, Lisa worked at Transamerica Capital, Inc., Evergreen Investment Services, Inc., Colonial Investment Services, Inc., and MetLife - State Street Investment Services, Inc. Lisa holds the Series 63, Series 65, Series 7, and SIE licenses. Lisa is also registered with the state of Massachusetts.

Firm Information

Lisa Cobban is currently registered with Advisors Asset Management, Inc.. Advisors Asset Management, Inc. is a corporation formed in 2008 and headquartered in Monument, Colorado. The firm provides investment advisory services to individuals, businesses, and pooled investment vehicles. They specialize in portfolio management and serve a wide range of clients including individuals, corporations, investment companies, pension plans, and other investment advisors. The firm is registered with the SEC and in all 50 states and the District of Columbia. Their website and social media presence provide access to their services and resources.
Advisors Asset Management, Inc.

18925 BASE CAMP ROAD

MONUMENT, CO 80132

$3.85B

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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supervisor/evaluator to unit investment trusts

Supervisor/evaluator to unit investment trusts

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Cobban’s Registration & Firm History

TX

06/30/2011 - Present

Advisors Asset Management, Inc. (BOERNE TX)

CO

01/22/2008 - 02/28/2011

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NC

03/21/1997 - 02/04/2008

EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MA

03/01/1995 - 11/08/1996

COLONIAL INVESTMENT SERVICES, INC. (BOSTON MA)

NA

06/19/1992 - 03/01/1995

COLONIAL INVESTMENT SERVICES

MA

12/19/1989 - 05/11/1992

METLIFE - STATE STREET INVESTMENT SERVICES, INC. (BOSTON MA)

MA

02/23/1988 - 11/15/1989

TUCKER ANTHONY INCORPORATED (BOSTON MA)

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Licenses & Designations

IA

Issued 06/29/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/09/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/20/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Lisa Mary Cobban.
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