Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Martin is a financial advisor with over 20 years of experience in the industry. She is currently registered with LPL Financial LLC and has a Series 6, 7, 24, 52, 53, and 63, as well as the SIE. Prior to joining LPL Financial LLC, Lisa was a financial advisor with MML INVESTORS SERVICES, LLC. Lisa specializes in providing financial planning and investment advice to individuals, businesses, and charitable organizations. She is also a Registered Principal for LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/08/2017 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
09/04/1996 - 09/11/2017
MML INVESTORS SERVICES, LLC (LA JOLLA CA)
IA
Issued 05/19/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/04/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/03/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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