Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Graves is a financial professional with over 30 years of experience in the industry. Lisa holds a Series 6, Series 63, and SIE licenses. She is currently registered with Hazard & Siegel, Inc. in Essex Junction, VT. Prior to joining Hazard & Siegel, Lisa worked at CADARET, GRANT & CO., INC., PARK AVENUE SECURITIES LLC, GUARDIAN INVESTOR SERVICES CORPORATION, H. BECK, INC., MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY and MML INVESTORS SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
VT
02/10/2010 - Present
Hazard & Siegel, Inc. (ESSEX JCT VT)
VT
10/31/2001 - 12/31/2009
CADARET, GRANT & CO., INC. (WINOOSKI VT)
NY
05/03/1999 - 11/14/2001
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
07/13/1994 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MD
07/15/1992 - 08/04/1994
H. BECK, INC. (ROCKVILLE MD)
NY
03/02/1990 - 06/27/1992
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
11/19/1987 - 03/10/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
11/19/1987 - 01/02/1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
BC
Issued 09/22/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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