Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Zak has been in the financial services industry for over 20 years. Lisa is a registered representative with Principal Securities, Inc. and is also a registered investment advisor. Lisa is dedicated to providing her clients with personalized financial advice and guidance. Lisa has a wide range of experience in helping clients with their financial planning needs, including retirement planning, college savings, and estate planning. Lisa is committed to providing her clients with the highest level of service and integrity.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
AZ
10/06/2014 - Present
Principal Securities, Inc. (Tucson AZ)
AZ
10/04/2010 - 06/20/2014
LPL FINANCIAL LLC (SPRINGERVILLE AZ)
AZ
11/09/2007 - 10/04/2010
PRINCOR FINANCIAL SERVICES CORPORATION (TUSCON AZ)
AZ
07/06/2005 - 10/23/2007
CHASE INVESTMENT SERVICES CORP. (TUCSON AZ)
IL
02/22/2001 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 09/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/21/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Lisa Zak is the right advisor for you? Invested Better is here to help.
