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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Wiseman is an investment advisor representative registered with Keel Point, LLC, a firm headquartered in Huntsville, AL. Lisa has been in the financial services industry since June 1998. She is currently registered with the state of Alabama and has a Series 63, Series 65, Series 7 and SIE. Lisa has experience with Morgan Stanley and Morgan Stanley Smith Barney. Lisa's firm, Keel Point, LLC, is an investment advisor providing financial planning, portfolio management services for individuals, businesses, and pooled investment vehicles. They also provide consulting services to other Registered Investment Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting service to third-party ria
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
AL
05/01/2015 - Present
Keel Point, LLC (HUNTSVILLE AL)
AL
06/01/2009 - 05/13/2015
MORGAN STANLEY (HUNTSVILLE AL)
AL
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (HUNTSVILLE AL)
AL
04/15/2005 - 04/02/2007
MORGAN STANLEY DW INC. (HUNTSVILLE AL)
NY
06/24/1998 - 04/20/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 09/13/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/13/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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