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Lisa Marie Windsor

Seia

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About Lisa Marie Windsor

Lisa Marie Windsor is a financial advisor at Seia. Lisa has been in the financial industry since 2012 and has a strong track record of success. Lisa holds the Series 66, Series 7TO, SIE, and Series 7 licenses. Lisa also holds the Certified Financial Planner designation. Lisa has experience working with individuals, families, and businesses. Lisa specializes in financial planning, portfolio management, and retirement planning. Lisa is committed to helping clients achieve their financial goals.

Firm Information

Lisa Windsor is currently registered with Seia. Seia is a financial advisory firm based in Los Angeles, California. They offer financial planning, educational seminars, selection of other advisers, and portfolio management for individuals and businesses. Seia has a total of 103 registered representatives and manages approximately $14.2 billion in assets. The firm primarily serves high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations.
Seia

2121 AVENUE OF THE STARS

LOS ANGELES, CA 90067

$14.21B

Assets Under Management

74

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Lisa Windsor’s Registration & Firm History

CA

02/13/2023 - Present

Seia (LOS ANGELES CA)

VA

02/13/2023 - 08/23/2023

OSAIC WEALTH, INC. (TYSONS CORNER VA)

VA

01/29/2014 - 10/06/2021

FIDELITY BROKERAGE SERVICES LLC (RESTON VA)

DC

10/27/2010 - 01/24/2014

T. ROWE PRICE INVESTMENT SERVICES, INC. (WASHINGTON DC)

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Licenses & Designations

BOTH

Issued 12/14/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/13/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/26/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Lisa Marie Windsor.
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