Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Wesley is a financial advisor at Osaic Wealth, Inc. Lisa has been in the industry since 2006 and has a strong track record of providing financial advice to individuals and families. Lisa holds Series 7, 63, and 66 licenses, as well as the Series 24 principal exam, and is a Registered Representative of Royal Alliance Associates, Inc. Lisa is dedicated to helping clients achieve their financial goals and is committed to providing them with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
02/20/2024 - Present
Osaic Wealth, Inc. (WALNUT CREEK CA)
CA
06/01/2012 - 01/25/2022
ROYAL ALLIANCE ASSOCIATES, INC. (WALNUT CREEK CA)
CA
02/01/2010 - 07/26/2010
SECURITIES AMERICA, INC. (FOLSOM CA)
CA
10/17/2006 - 06/03/2009
CAPITAL FINANCIAL SERVICES, INC. (MARTINEZ CA)
CA
11/15/2001 - 11/01/2006
ROYAL ALLIANCE ASSOCIATES, INC. (MARTINEZ CA)
BOTH
Issued 09/09/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/16/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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