Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Utasi is a financial professional with over 30 years of experience in the securities industry. Lisa holds the Series 7, Series 63, and SIE licenses. Lisa is currently registered with Franklin Distributors, LLC. Before joining Franklin Distributors, LLC, Lisa was a financial professional with Citigroup Global Markets Inc. and Lehman Brothers Inc. Lisa is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/12/2007 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
07/31/1993 - 12/16/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/11/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/26/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
BC
Issued 04/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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