Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Thenell has been active in the securities industry since August 20, 1991. Currently, Lisa is registered with Foreside Fund Services, LLC and is located in Seattle, WA. Lisa has been with Foreside Fund Services, LLC since June 2, 2017. Prior to that, Lisa worked at Quasar Distributors, LLC, First Fund Distributors, Inc. and Freeman Welwood & Co., Inc. Lisa has passed the Series 63, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WA
06/02/2017 - Present
Foreside Fund Services, LLC (Seattle WA)
ME
10/04/2001 - 05/01/2017
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
AZ
08/04/1996 - 10/04/2001
FIRST FUND DISTRIBUTORS, INC. (PHOENIX AZ)
WA
03/30/1993 - 04/04/1996
FREEMAN WELWOOD & CO., INC. (SEATTLE WA)
WA
11/21/1989 - 11/29/1991
FREEMAN WELWOOD & CO., INC. (SEATTLE WA)
BC
Issued 11/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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