Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Lisa? Claim Your ProfileLisa Marie Sorrentino is a financial professional with over 30 years of experience in the industry. Lisa is currently registered with LPL Financial LLC, and has held previous registrations with firms such as Scott & Stringfellow, LLC, BB&T Investment Services, Inc., and Wachovia Securities, Inc. Lisa has a broad range of experience and holds a variety of licenses and designations, including the Series 7, 24, 53, 63, 65, and 99TO. Lisa has been a registered representative and investment advisor representative in a number of states. Lisa is dedicated to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/16/2013 - Present
LPL Financial LLC (FORT MILL SC)
VA
04/15/2009 - 08/27/2010
CLEARVIEW CORRESPONDENT SERVICES, LLC (RICHMOND VA)
VA
12/15/2008 - 08/27/2010
SCOTT & STRINGFELLOW, LLC (RICHMOND VA)
NC
05/06/2005 - 12/15/2008
BB&T INVESTMENT SERVICES, INC. (WINSTON-SALEM NC)
IN
07/14/2000 - 04/14/2005
JEFFERSON PILOT SECURITIES CORPORATION (FORT WAYNE IN)
SC
12/02/1999 - 05/16/2000
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NC
10/01/1997 - 09/08/1999
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
07/15/1993 - 09/26/1997
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
GA
06/08/1988 - 08/23/1995
SUNTRUST SECURITIES, INC. (ATLANTA GA)
NA
04/21/1987 - 05/19/1988
DEAN WITTER REYNOLDS INC.
IA
Issued 03/10/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/21/2004
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/07/1990
Series 24 - General Securities Principal Examination
BC
Issued 05/24/1989
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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